Context
From 18 March 2027, every FCA-authorised firm must report operational incidents that meet the FCA's thresholds. Banks, insurers, payment and e-money institutions, enhanced SM&CR firms and some other firm types must also notify the FCA of new or significantly changed material third-party arrangements and submit a register of those arrangements every year. Meeting the new requirements needs organisation-wide involvement, with compliance, IT, procurement and the board all having important roles to play.
What we will discuss
A short briefing from the hosts will open a discussion among a select group of senior peers, held under the Chatham House Rule, on three themes:
- Operational resilience maturityWhat incident response and third-party oversight need to look like by March 2027.
- Organisational impact and readinessOperations, IT, procurement, the business and compliance working as one programme.
- Effective governanceWhat the executive committee and the board need in order to challenge, not only receive reports.
Hosts
Who should attend
COOs, CROs, CCOs, and heads of compliance, operational resilience and third-party risk.
The morning
- 8:30
- Arrivals and breakfast
- 9:00
- Briefing and roundtable
- 10:30
- Close
Venue
Dawn Capital
Level 7, Ilona Rose House
Manette Street, London W1D 4AL
Places are limited
Request a place on Luma.